The SEC enforces this federal law which governs the activities of investment advisors. This law, passed in 1941 is designed to ensure investors are safe from misrepresentation, and fraud

Previous Terms: 1031 Exchange, 1035 Exchange, AARP, Abeyance, Abstraction Principle, Accelerated Amortization, Acceptance Credit, Acceptance of a Bill of Exchange, Accommodation Bill, Accommodation Endorser